| The Steering Committee
of the Hedge Fund CFO Association is comprised of leading
Chief Financial Officers of Hedge Funds. In addition, the
Steering Committee is also composed of Industry Specialists
whose experience in the field provides the Association with
a valuable resource in planning events.
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David H. Emmerich
Managing Director
First Republic Bank |
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| David is a Managing
Director of First Republic Bank's Boston Preferred Banking
office and Founding Chairman of the Hedge Fund CFO Association's
Steering Committee. David has developed a niche portfolio of alternative
asset class firms including private equity, hedge funds and the individuals within
these firms in Boston and New York City. Previously he was a Vice President of
the Private Equity Banking Group at a major Northeast commercial bank where he
created and was the founding Executive Director of the Private Equity CFO Association.
David has over 17 years of banking experience with primarily Boston based
banks in varying roles such as retail sales and service, mortgage origination,
small business and professional's banking. David is a graduate of Suffolk University
with a Bachelor of Science degree in Business Administration and Management.
First Republic Bank is a private bank and wealth management firm. The Bank
and specialize in providing personalized, relationship-based services, including
private banking, private business banking, investment management, trust, brokerage
and real estate lending. First Republic Bank provides access to its services
online and through preferred banking or trust offices in ten major metropolitan
areas: San Francisco, Los Angeles, Santa Barbara, Newport Beach, San Diego,
Las Vegas, Portland, Seattle, Boston and New York City. More information is
available on the Bank's website at www.firstrepublic.com.
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| Shirin Philipp |
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Ms. Philipp is a founding board member of the Hedge Fund
CFO Association. An attorney at Foley Hoag, Shirin’s
practice focuses in the investment management area. Ms. Philipp
has significant experience representing registered and unregistered
investment advisors and private investment funds, including
cases dealing with formation, registrations and regulatory
compliance.
Ms. Philipp serves on the Board of Directors and as a Member
of the Executive Committee of Families First Parenting Programs,
Inc. and as a member of the Board of Trustees of Boston Main
Streets Foundation.
Shirin received her J.D., cum laude, from Boston University
and her A.B., cum laude, from Dartmouth College
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David Shane
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David Shane is a Partner with
the Financial Services group of McGladrey & Pullen’s
Great Lakes practice. He specializes in providing audit and
consulting services to alternative investment companies, securities
broker-dealers and futures commission merchants. The services
that David provides include the following:
• Financial Statement Audits
• Operational Consulting
• Risk Management Consulting
• Regulatory Consulting
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David
has sixteen years of experience focused within the financial
services industry. He has 13 years of public accounting experience,
including three years as an audit partner in a national accounting
firm. In addition to the above, David also has experience
performing risk management engagements, primarily to leading
Mexican banks related to the trading of derivatives. David’s
prior experience includes holding chief financial officer
positions with various companies in the financial services
industry including a multi-strategy domestic and international
hedge fund.
Additionally, David is one of three individuals within
the firm recognized as an industry expert.
Professional Affiliations
David is a Certified Public Accountant and a member of the American Institute
of Certified Public Accountants (AICPA) and the Illinois CPA Society.
David previously served as Chairman of the Futures, Securities and Derivatives
Special Interest Group of the Illinois CPA Society.
Community Involvement
David is currently a member of the Executive Committee and Treasurer of
The Leukemia Research Foundation.
Education
David is a graduate of Indiana University-Bloomington with a Bachelor of
Science degree in Finance.
Contact Information
Phone: 312.462.6513
Fax: 312.782.0906
Email:
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| David Nissenbaum |
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David Nissenbaum is a partner
in the Investment Management Practice Group at Schulte Roth & Zabel
LLP. His practice focuses on corporate, bank regulation and
securities matters. He represents institutional and entrepreneurial
investment managers and private investment funds in all aspects
of their business.
Representative engagements and transactions have included:
• Structure fund management businesses |
• Counsel
principals on terms of management company partnerships
• Structure and form hedge, private equity, structured finance and hybrid
funds and funds of funds
• Structure and implement scalable platforms for fund sponsors
• Restructure proprietary trading desks into investment management businesses
•Structure and negotiate seed and strategic investments •Counsel
on identification and management of conflicts of interest
•Advise on lift-outs and acquisitions of investment management
businesses
•Advise on financing structures for investment funds and
related regulatory issues
•Advise on regulatory and compliance issues affecting alternative
investment managers
•Advise on all aspects of US banking laws that affect fund
managers and funds
David is a 1993 graduate of the Brooklyn Law School where
he was a Edward G. Sparer Fellow. He is a 1990 graduate
of the State University of New York at Albany and was a
National Merit Scholar. He speaks frequently at industry
events and before regulatory agencies.
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Jay Sterling
Managing Director and Head of Accounting / Operations Practice |
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Jay
Sterling is a Managing Director of Cromwell Partners. Mr.
Sterling has twenty years of experience in executive search
with a primary practice in the asset management and corporate
financial management sectors. His recent search work in investment
management has focused on recruiting Chief Operating Officers,
Chief Financial Officers, Chief Compliance Officers, and senior
sales professionals for startup and expanding asset management
companies. His clients have included both alternative and
traditional asset management firms. His corporate financial
management work has included searches for senior financial
executives for financial and non-financial services companies.
Mr. Sterling’s understanding and extensive network
of buyers and sellers of financial services and third party
providers such as accounting firms, law firms, consultants,
and brokers, has allowed him to gain access and to attract
a wide range of candidates throughout the United States. He
began his career in executive search in 1987. Prior to 1987,
Mr. Sterling worked at Dean Witter, where he managed a financial
planning and analysis department and worked in securities
sales and marketing. He started his career at Price Waterhouse
where he was a manager on two of the firm's largest multinational
clients.
Mr. Sterling is a Certified Public Accountant and an active
member of a number of professional societies. He serves as
treasurer and director of several non-profit organizations
in the New York area, and is on the investment committee of
a $110 million endowment fund. Mr. Sterling is a graduate
of Denison University and received an MBA from Cornell University.
He lives in Manhattan and Shelter Island, New York with his
wife and two children.
Contact information:
Phone: (212) 953-3220
E-mail:
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Kenneth
S. Springer
President |
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Mr. Springer, a Certified Fraud
Examiner, is President and founder of Corporate Resolutions
Inc. A former special agent of the Federal Bureau of Investigation,
Mr. Springer has conducted business-related investigations and
intelligence gathering for over twenty-five years. He is a recognized
expert on state of the art data retrieval technology. Prior
to founding CRI in 1991, he was President of Bishops Services,
Inc., an investigative firm in New York City.
A 1975 graduate of Siena College with a B.S. in finance,
Mr. Springer is an active member of the Society of Former |
Special Agents
of the Federal Bureau of Investigation, The Association of
Certified Fraud Examiners, the Securities Industry Association-Compliance & Legal
Division, the Association for Corporate Growth, the Association
for Independent Private Sector Inspectors General (IPSIG),
Turnaround Management Association, the American Society for
Industrial Security (ASIS), and the European Venture Capital
Association. He is also a frequent speaker and lecturer on
private equity, capital markets, due diligence issues and
corporate investigations.
Contact Information
Email:
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| David Tom,
CFA
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David Tom joined VCFA in 2006 and primarily focuses on the sourcing of secondary purchase opportunities. Prior to joining VCFA, Mr. Tom was a consultant with Dynasty Capital Services, a financial advisory firm that focuses on Asian Markets.
Mr. Tom began his career as an Investment Banker in the Goldman Sachs High Technology Group, where he participated in M&A transactions and equity offerings from 1998 - 2000. He also served in the strategic planning group of Sphera Optical Networks, a venture-backed telecommunications start-up.
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Mr. Tom graduated Phi Beta Kappa from Brown University and received an M.B.A. from Harvard Business School. As an undergraduate, Mr. Tom was the founder and Editor-In-Chief of Around & About Providence: The Unofficial Guide to Brown and Beyond published in the Summer of 1998 and awarded five stars on Amazon.com. At Harvard, Mr. Tom was a runner-up in the HBS Business Plan Competition. Mr. Tom is also a CFA charterholder. Mr. Tom is also a contributor to PEHub.com.
Contact Information:
Phone: 212.838.5577
Email:
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| Kislay (Sal) Shah,
CPA |
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Sal has over 20 years of experience in the financial services industry. Prior to joining
McGladrey, he was with a Big Four accounting firm for more than 14 years, working on key alternative
investment services engagements.
Typically, Sal’s clients manage up to $6 billion in assets. He has worked with Credit Suisse First Boston,
Goldman Sachs, Ziff, Merrill Lynch, Muzinich, C-Bass, Ramius Capital and Blackstone.
Services Provided: Sal has a strong understanding of reporting, compliance monitoring, management and |
incentive fees, investor capital transactions, portfolio valuation, performance measurement, and trade
reconciliations. Sal has deep knowledge of investment strategies and valuation methodologies derived from
his extensive experience working with hedge funds, including due diligence, and performing general and
operational evaluations.
Additionally, Sal has extensive background in financial instruments, including exotic derivatives. Sal also
serves as editor-in-chief of McGladrey’s “Alternative Investment Watch,” a quarterly newsletter of
developments in finance for alternative investment providers.
He is a frequent speaker on various topics including FAS 157, Small Business Investment Companies
(SBIC), asset backed lending and is also a resource to many trade and industry publications.
Education: Sal received his bachelor’s degree from Calcutta University (India). Professional Affiliations: Sal
is a member of the New York State Society of Certified Public Accountants as well as the American Institute
of CPAs. He is also a Chartered Accountant in India.
Personal: Sal lives in Long Island, N.Y., with his wife and two children.
Contact Information
Phone: 212.372.1201
Email:
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| Scott Alintoff, COO |
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Scott Alintoff is the Chief Operating Officer of SunGard VPM, a company specializing in portfolio accounting solutions for the Alternative Investments community. He works in multiple capacities including Client Services, Project Development and oversees all aspects of the firm’s services and software development. Scott also works closely with VPM’s clients to develop new software for the rapidly changing world of complex trading instruments including swaps, bank debt, CDS and other security types. He has extensive knowledge of hedge fund back office operations, systems, investment products and fund structures. He recently assisted in the creation and rollout of FAS 157 reporting and is now focused on CDS product changes affecting the marketplace. |
Scott has over 15 years of experience in the Financial Services industry. He began his career at Ernst & Young and participated in the audits of large financial firms and worked in the M&A and bankruptcy groups. Furthermore, Scott has worked with numerous Financial Services companies in traditional asset management roles. Prior to joining SunGard, he worked for one of the largest options market making firms on the American Stock Exchange and was the Head of Finance for a Commodity Pool Operator.
Scott holds his Series 3, 7, 63 and 65 licenses. He is also a licensed American Stock Exchange Market Maker. Scott holds a BBA in Accounting from the University of Wisconsin- Madison. He lives in New Jersey with his wife and two children.
Contact Information
Phone: 631-962-8300
Email:
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